Our Team

Thomas C. Hack

Chief Compliance Officer at EuroScope Capital

 

Bringing over 30 years of Chief Compliance and Financial Officer experience to the EuroScope Capital team, Tom has detailed knowledge and understanding of SEC and FINRA regulatory, compliance, and financial standards and reporting requirements.

Before joining the EuroScope Capital, Tom was the financial and operations principal for Delaware Board of Trade, an Alternative Trading System operating in the Over the Counter market space.

Mr. Hack has also served as an institutional option execution broker on the International Securities Exchange; additionally Tom performed the duties of Compliance, Finance, and Options Principal at Blue Vase Securities for many years.

Mr. Hack has developed and implemented policies and procedures focused on ensuring that all FINRA, SEC, and Exchange directives, rules, and policies were effectively implemented. As Chief Financial and Compliance Officer for Cohen Capital Group, Tom supervised the day-to-day operations of both the compliance department and the financial reporting function.

Tom has a BS in Finance from the University of Illinois, is a graduate of the College of Financial Planning. He holds FINRA Series 7, 63, 55,24, 27, 4, 9/10, 14 & 53 licenses.

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David N. Braus, Esq.